Thursday, June 18, 2015

Jr. Compliance Investigation Analyst

Job Title: Jr. Compliance Investigation Analyst
Location: Menlo Park, CA
Duration: 12 month

Looking for Junior candidates with max. 5-7 years experience overall & some knowledge or experience with Compliance investigation....

Job Description:
  • Process queue items (including OFAC, KYC, SAR, PEP, and/or Transaction Monitoring)
    Monitor account activity to ensure customers are in compliance with Client's Payments policies and other terms of service
  • Escalate queue items to appropriate Compliance personnel based on requirements within Client Payment Inc. s Anti-Money Laundering and Counter Terror Financing Policy and Program
    Organize and prioritize queue workflow
  • Work closely with teams across the company including Legal, Operations, Engineering, and Product Management in order to dispense items within queues.
  • 1+ years of work experience in one of the following areas is required (or relevant internship experience for a recent graduate): Performing investigations and escalations (compliance or otherwise); inputting information in back-end transaction or trading systems at a bank or financial institution; executing fraud investigations; working in/navigating the back-end systems of an e-commerce web site
  • Preferred: 1+ years experience in a Compliance department with a financial institution or a web site with an ecommerce component. Recent graduates encouraged to apply.
  • Strong verbal communication and writing ability
  • Comfort with adapting to new technology/software
  • Excellent time management and ability to multi-task under tight deadlines
    Avid client user
    *Note that tax/accounting experience and financial advisory experience will probably have limited utility in this position; candidates with investigation experience (either customer service ecommerce or fraud/risk experience in any capacity or trade processing (banking) would be ideal.
  • BA/BS degree required

If you are qualified, available, interested, planning to make a change, or know of a friend who might have the required qualifications and interest, please call me ASAP at  (732) 248-1900 even if we have spoken recently about a different position. If you do respond via e-mail please include a daytime phone number so I can reach you.
Also, be aware that our client conducts an extensive background checks on candidates who are extended offers of employment. 
Manoj Singh Aswal
eTeam Inc
(732) 248-1900
1001 Durham Avenue
South Plainfield, NJ, 07080